Background – A US energy company seeking to fund a specific project through the issuance of private equity security.

Result – leveraging Rialto Markets’ infrastructure and Broker-Dealer status, this US-based energy company was able to pursue investors in every state. Utilizing Rialto Markets’ infrastructure, investors could go to a single entry point to enter their interest, subscribe, fulfill AML/KYC due diligence, deliver payment to the issuer, and assure their official status as shareholders was properly recorded by the Transfer Agent. The raise was completed in less than four months.