Privacy Policy

Rialto Markets LLC (“Rialto,” “we,” “us,” or “our”) is committed to protecting your personal information. This Privacy Policy explains what information we collect, how we use it, and how we protect it.

Rialto Markets LLC is a broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) and a member of FINRA.

Information We Collect

We collect personal information in connection with our broker-dealer services and regulatory obligations. This may include:

  • Name, contact information, and address
  • Date of birth and identification information
  • Tax identification number
  • Employment and financial information
  • Information required for AML/KYC compliance
  • Transaction-related information
  • Communications with us

We may also collect limited technical information such as IP address and browser type when you visit our website.    


How We Use Information

We use personal information to:

  • Provide our services
  • Process transactions
  • Conduct regulatory, AML, and compliance reviews
  • Prevent fraud and unauthorized activity
  • Comply with federal and state securities laws
  • Maintain required books and records


How We Share Information

We do not sell your personal financial information.

We may share information:

  • With service providers that support our operations (e.g., cloud hosting, compliance, identity verification)
  • With regulators such as the SEC or FINRA
  • To comply with legal requirements
  • In connection with a merger or business transfer
  • With your consent

Service providers are contractually required to safeguard your information.

Data Security

We maintain administrative, technical, and physical safeguards designed to protect the confidentiality and security of personal information, as required by applicable law, including SEC Regulation S-P.

Data Retention

We retain information as required by SEC, FINRA, and other regulatory recordkeeping obligations, and for legitimate business purposes.

Your Choices

You may contact us to update your information or ask questions about how your
information is used.

You may opt out of promotional communications at any time.

Certain financial information may be subject to federal privacy laws that limit deletion rights.

Cookies

Our website may use cookies to improve functionality and analyze usage. You may adjust your browser settings to control cookie use.

California Residents

California residents may have additional privacy rights under state law. To submit a privacy request, contact us at the information below.

Certain information may be exempt from state privacy rights under federal financial privacy laws.

Updates

We may update this Privacy Policy periodically. The revised version will be posted with a new effective date.

Contact Us 

Rialto Markets LLC
830-13 A1A N
488
Ponte Vedra, FL 32082-3290

Email: support@rialtomarkets.com
Phone: 917-575-2601