Making money smart

Rialto Markets is a FINRA Registered Broker Dealer (Rialto Primary) operating an SEC Recognized Alternative Trading System (Rialto Secondary) for private securities including those issued as a Digital Asset Security. Rialto Primary supports companies issuing equity and debt securities through RegA and RegD exemptions. Rialto Markets is registered in all 50 states including the states that require a broker dealer to issue RegA securities.
Rialto Secondary is a platform for transacting in private market securities in the secondary market. Rialto Secondary leverages its regulatory position, technology, and experience to increase the breadth of investors who have access to private securities. Issuers access a larger investor pool as investors are able to monetize their investment without holding the security until an acquisition or IPO which is taking 12 years today versus 4 years two decades ago.

Latest One of the biggest inhibitors for blockchain adoption has been regulatory uncertainty,” says RSM’s National Leader of Blockchain Services Jay Schulman. read more

The Rialto Difference

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Before

Offerings are limited to organizations in their entirety

Capital is raised through traditional and rigid methods

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With Rialto

Land, commodities, art, concerts, projects can all be tokenized individually

Capital can be raised and targeted to an individual project or asset

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Before

Access end-investors through intermediaries

Complex offerings with specific covenants and conditions are limited to a small group of investors

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With Rialto

Directly reach potential investors previously inaccessible

Leverage smart contracts and blockchain technology to deliver customized offerings to a wider range of investors

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Before

Uniform, inflexible format for all issues regardless of their differences

Manual and multi-party input are needed for adjustments

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With Rialto

Smart contracts’ flexibility allows virtually any milestone trigger such as optimization of balance sheet

Milestone triggers can be automated via smart contracts

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Before

Limited access to quality investments

Multi-day/week settlement ties up investable capital

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With Rialto

Easy access to opportunities through a regulated Broker Dealer

Global settlement is immediate and capital-efficient

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Before

Manual processing creates information silos which breed errors

Information on historical events is uncertain

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With Rialto

Automation puts intelligence at your fingertips

Blockchain technology delivers immutable and accessible information

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Before

Difficult to decipher covenants and conditions of the issue

Lack of visibility into activities of the issue

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With Rialto

Automated implementation of covenants and conditions

Blockchain technology delivers immutable information to all activity from inception of the security

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Before

Trading opportunities in private placement securities is labor intensive, high touch, expensive, and time consuming

Operational workflow is tedious, cumbersome, and expensive

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With Rialto

A platform providing a network where investors and traders meet to match orders on a fully registered broker dealer and ATS

An integrated platform that streamlines operational functions such as compliance, transfer agent, escrow agent, and back office

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Before

Limited 5/7-hour access, closed completely on holidays

Multi-day/week settlement eats time and blocks capital

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With Rialto

24/5 trading potential

Global settlement is fast and capital-efficient

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Before

Limited access to attractive deals

Thin order books for private securities limit trading potential

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With Rialto

Access a greater variety of quality trading opportunities

Access cost effective institutional-grade trading tools