Shawn Dunphy: Finance Administration Professional
A seasoned administrator with over 14 years of experience supporting C-suite executives in the financial services industry.

Shawn Dunphy: Finance Administration Professional
A seasoned administrator with over 14 years of experience supporting C-suite executives in the financial services industry.
Career Progression
Director of Administration - Rialto Markets (2023-Present)
Oversees administrative operations for a FINRA member, SEC registered broker-dealer.
Executive Assistant - New Avon, Willis Towers Watson (2014-2018)
Supported C-suite executives through corporate transitions.
Executive Assistant to CEO - Rialto Markets (2019-2023)
Provided direct support to leadership in crowdfunding and institutional investments.
Director of Administration - Rialto Markets (2023-Present)
Oversees administrative operations for a FINRA member, SEC registered broker-dealer.
Executive Assistant to CEO - Rialto Markets (2019-2023)
Provided direct support to leadership in crowdfunding and institutional investments.
Executive Assistant - New Avon, Willis Towers Watson (2014-2018)
Supported C-suite executives through corporate transitions.
Core Competencies
Administrative Leadership
Proven track record of streamlining operations and improving efficiency.
Executive Support
Six years experience supporting C-suite leaders in financial services.
Financial Operations
Deep understanding of broker-dealer operations and securities regulations.
Stakeholder Management
Skilled in managing relationships with investors, regulators, and team members.
Expertise at Rialto Markets
Executive Support & Administration
Over a decade of experience providing high-level administrative support to senior executives, including global heads and C-suite leaders.
Operational Coordination
Proven track record as the logistical backbone for teams across marketing, compensation, and learning & development functions.
Organizational Compliance
Licensed Notary Public in the State of New York, supporting documentation accuracy and compliance at Rialto Markets.