Shawn Dunphy: Finance Administration Professional

A seasoned administrator with over 14 years of experience supporting C-suite executives in the financial services industry.

Shawn Dunphy: Finance Administration Professional

A seasoned administrator with over 14 years of experience supporting C-suite executives in the financial services industry.

Career Progression

Director of Administration - Rialto Markets (2023-Present)

Oversees administrative operations for a FINRA member, SEC registered Broker Dealer.

Executive Assistant - New Avon, Willis Towers Watson (2014-2018)

Supported C-suite executives through corporate transitions.

Executive Assistant to CEO - Rialto Markets (2019-2023)

Provided direct support to leadership in crowdfunding and institutional investments.

Director of Administration - Rialto Markets (2023-Present)

Oversees administrative operations for a FINRA member, SEC registered Broker Dealer.

Executive Assistant to CEO - Rialto Markets (2019-2023)

Provided direct support to leadership in crowdfunding and institutional investments.

 

Executive Assistant - New Avon, Willis Towers Watson (2014-2018)

Supported C-suite executives through corporate transitions.

Core Competencies

Administrative Leadership

Proven track record of streamlining operations and improving efficiency.

Executive Support

Six years experience supporting C-suite leaders in financial services.

Financial Operations

Deep understanding of Broker Dealer operations and securities regulations.

Stakeholder Management

Skilled in managing relationships with investors, regulators, and team members.

Expertise at Rialto Markets

Executive Support & Administration

Over a decade of experience providing high-level administrative support to senior executives, including global heads and C-suite leaders.

Operational Coordination

Proven track record as the logistical backbone for teams across marketing, compensation, and learning & development functions.

Organizational Compliance

Licensed Notary Public in the State of New York, supporting documentation accuracy and compliance at Rialto Markets.

Securities are offered through Rialto Markets, LLC (“Rialto Markets”), a registered Broker-Dealer and member FINRA / SIPC. Rialto Markets does not solicit investments, provide investment advice, or make recommendations regarding the purchase or sale of any security. No communication on this website or in any other medium should be construed as an offer to sell or a solicitation of an offer to buy any security.

Investments in private placements—including start-ups and other early-stage ventures—are speculative and involve a high degree of risk, including the possible loss of the entire investment. Any information provided herein is for general informational purposes only and is not intended as, and should not be relied upon for, investment advice. Offers or sales of securities, where permitted, are made solely through official offering documents containing detailed information about the issuer, its business, and the risks, fees, and expenses associated with the securities. Prospective investors should perform their own due diligence and consult their financial, legal, tax, and accounting advisors before making any investment decision.

Past performance is not indicative of future results. Diversification does not guarantee a profit or protect against loss.

Check the background of Rialto Markets on FINRA BrokerCheck.