Shawn Dunphy: Finance Administration Professional

A seasoned administrator with over 14 years of experience supporting C-suite executives in the financial services industry.

Shawn Dunphy: Finance Administration Professional

A seasoned administrator with over 14 years of experience supporting C-suite executives in the financial services industry.

Career Progression

Director of Administration - Rialto Markets (2023-Present)

Oversees administrative operations for a FINRA member, SEC registered broker-dealer.

Executive Assistant - New Avon, Willis Towers Watson (2014-2018)

Supported C-suite executives through corporate transitions.

Executive Assistant to CEO - Rialto Markets (2019-2023)

Provided direct support to leadership in crowdfunding and institutional investments.

Director of Administration - Rialto Markets (2023-Present)

Oversees administrative operations for a FINRA member, SEC registered broker-dealer.

Executive Assistant to CEO - Rialto Markets (2019-2023)

Provided direct support to leadership in crowdfunding and institutional investments.

 

Executive Assistant - New Avon, Willis Towers Watson (2014-2018)

Supported C-suite executives through corporate transitions.

Core Competencies

Administrative Leadership

Proven track record of streamlining operations and improving efficiency.

Executive Support

Six years experience supporting C-suite leaders in financial services.

Financial Operations

Deep understanding of broker-dealer operations and securities regulations.

Stakeholder Management

Skilled in managing relationships with investors, regulators, and team members.

Expertise at Rialto Markets

Executive Support & Administration

Over a decade of experience providing high-level administrative support to senior executives, including global heads and C-suite leaders.

Operational Coordination

Proven track record as the logistical backbone for teams across marketing, compensation, and learning & development functions.

Organizational Compliance

Licensed Notary Public in the State of New York, supporting documentation accuracy and compliance at Rialto Markets.