Well-respected within the financial industry, Susan Xouris brings a wealth of experience in compliance and regulatory requirements as she joins the Rialto Markets team.
As Rialto Markets’ new Chief Compliance Officer, Xouris will be responsible for the company’s compliance program being up to date and aligned with regulatory obligations while overseeing the company’s relationships with regulators SEC and FINRA.
Xouris’s extensive experience in compliance and regulations has equipped her with a well-rounded perspective and makes her an ideal fit for Rialto Markets.
Previously, she served as the Chief Compliance Officer and Chief Operating Officer at MSEC, LLC, and as a Senior Compliance Manager at Mariner Wealth Advisors.
Xouris also worked as a Senior Listings Analyst at Cboe Global Markets, overseeing their qualification program.
Xouris also cooperated with the legal department to aid with corporate governance issues and AML requirements.
Rialto Markets CEO and Co-Founder Shari Noonan is excited to have Xouris as part of the team:
“Susan’s extensive experience in compliance and regulatory requirements makes her an ideal fit for Rialto Markets. As the company continues to expand its digital asset trading platform, we are also committed to operating in a compliant and ethical manner within a rapidly evolving digital asset industry.
“We are thrilled to welcome Susan Xouris to Rialto Markets and look forward to her contributions as our new Chief Compliance Officer.”