Navigating Reg CF & Reg A+ Offerings:
Your Path to Capital
For private companies seeking growth capital, Regulation Crowdfunding (Reg CF) and Regulation A+ offerings present compelling alternatives to traditional financing. These SEC-regulated pathways allow companies to raise funds from both accredited and non-accredited investors while maintaining control of their business.
Working with Rialto Markets, a FINRA-member Broker Dealer, streamlines the compliance process and enhances your chance for a successful raise.
Rialto Markets outlines what private companies need to prepare, the documentation required, and the strategic benefits of choosing this funding approach.
Strategic Benefits of Regulation Crowdfunding
Maintain Control
Unlike traditional VC funding, Reg CF and Reg A+ offerings allow you to set your own terms and maintain greater control over your company’s direction and governance.
Build a Community
Transform investors into brand ambassadors who actively promote your company and products, creating a powerful network effect that extends far beyond the capital raised.
Marketing Transparency
Gain valuable insights into your marketing effectiveness with clear metrics on investor acquisition costs and conversion rates throughout your campaign.
Expanded Investor Pool
Potential to access hundreds of millions of potential investors, including non-accredited individuals who were previously excluded from private investment opportunities.
Operational Excellence:
Back-Office Support and Client Benefits
Full-Service Operations Support
Our comprehensive operations team manages complete trade workflows, from initiation to settlement, ensuring efficient processing and record-keeping while maintaining regulatory compliance throughout the transaction lifecycle.
Dedicated
Client Service
Our specialized support teams provide responsive assistance to both investors and issuers, ensuring questions are answered promptly and issues are resolved efficiently to maintain stakeholder confidence.
Payment Integration
Seamless payment rail and escrow integration facilitates smooth financial transactions, optimizing fund movement and reconciliation for maximum efficiency.
The Rialto Markets Advantage
By leveraging our Broker Dealer solution, clients gain a trusted partner that handles complex regulatory and operational challenges while they focus on core business growth and market expansion. Our services provide immediate access to established Broker Dealer capabilities without the significant time and resource investment required to build these functions internally.
Regulatory Integrity
Maintain compliance with evolving financial regulations without diverting internal resources from growth initiatives.
Operational Efficiency
Streamline back-office functions with proven processes and experienced professionals who understand market intricacies.
Scalable Infrastructure
Access flexible systems that can grow alongside your business, supporting transaction volumes and market opportunities.
Solution Engineering
By partnering with Rialto Markets, you gain access to industry-leading expertise and technology that safeguards your business while enabling growth. We prioritize regulatory compliance in all aspects of our operations, helping to mitigate risk and foster transparency and confidence among investors and regulators.
Our engineering team delivers customized infrastructure solutions specifically designed for private capital markets. We understand that each business has unique requirements and challenges.
- Tailored technology stacks that align with your business model
- Flexible compliance systems that adapt to evolving regulations
- Seamless technology integrations with existing platforms
- Scalable solutions that grow with your business
The Crowdfunding Process
Rialto Markets’ Managed Services
Once your documentation is approved, the crowdfunding process follows a structured path. The preparation phase includes finalizing your offering details and creating compelling investor materials. This is followed by the compliance phase, where your filing is submitted to the SEC for review and approval.
The Marketing Phase
The marketing phase is critical and often underestimated. Successful raises require strategic promotion to your existing network and beyond. Companies must develop messaging that resonates with target investors and leverages multiple channels to reach them. The funding phase occurs as investors commit capital through the platform, with the Broker Dealer managing transaction compliance.
Preparation
Document collection and due diligence.
Compliance
SEC filing and regulatory approval.
Marketing
Community building and investor outreach.
Funding
Investor transactions and capital raise.
Essential Prerequisites for a Successful Raise
Before initiating a Reg CF or Reg A+ offering, you must recognize your company’s need for external capital and ensure your business model will appeal to investors. The compliance process requires significant commitment, as does building the marketing infrastructure needed to attract your target investment community.
Investor Appeal
Compelling value proposition that resonates.
Marketing Resources
Build your investment community.
Compliance Commitment
Dedication to the SEC regulatory process.
Capital Recognition
Understanding your need for outside investor capital.
Beyond the capital raised, regulation crowdfunding delivers strategic advantages that support long-term growth
Our comprehensive services include compliance oversight, operational support, and tailored infrastructure solutions designed to streamline market participation while ensuring regulatory adherence.
By partnering with Rialto Markets, you gain access to industry-leading expertise and technology that safeguards your business while enabling growth. Our compliance-first approach ensures that regulatory requirements are met at every step, reducing risk and building trust with investors and regulators alike.
Securities are offered through Rialto Markets, LLC (“Rialto Markets”), a registered Broker-Dealer and member FINRA / SIPC. Rialto Markets does not solicit investments, provide investment advice, or make recommendations regarding the purchase or sale of any security. No communication on this website or in any other medium should be construed as an offer to sell or a solicitation of an offer to buy any security.
Investments in private placements—including start-ups and other early-stage ventures—are speculative and involve a high degree of risk, including the possible loss of the entire investment. Any information provided herein is for general informational purposes only and is not intended as, and should not be relied upon for, investment advice. Offers or sales of securities, where permitted, are made solely through official offering documents containing detailed information about the issuer, its business, and the risks, fees, and expenses associated with the securities. Prospective investors should perform their own due diligence and consult their financial, legal, tax, and accounting advisors before making any investment decision.
Past performance is not indicative of future results. Diversification does not guarantee a profit or protect against loss.
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